Are Investment Clubs Regulated By The SEC?

Are Investment Clubs Regulated By The SEC?
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Investment clubs usually do not have to register, or register the offer and sale of their own membership interests, with the SEC. But since each investment club is unique, each club should decide if it needs to register and comply with securities laws. We'll discuss two securities laws that might apply to investment clubs: Under the Securities Act of 1933, membership interests in the investment club may be securities. If so, the offer and sale of membership interests could be subject to Federal regulation. Under the Investment Company Act of 1940, an investment club may be an investment company, and regulated.	Wealth Generating Books From Credit Despair to Credit Millionaire Don't let credit hold you back any longer. Take what you need to get what you want. A book on how to build real wealth. Carl Hampton, Nationally Syndicated Financial Columnist The 16% Solution How to Get High interest Rates in a Low Interest World with Tax Lien Certificates. Joel S. Moskowitz, J.D. Make Money in Real Estate Tax Liens How to Guarantee Your Returns Up to 50% Chantal Howell Carey & Bill Carey Rich Dad Poor Dad What the Rich Teach Their kids about Money - That the Poor and Middle Class Do Not Robert T. Kiyosaki, with Sharon L. Lechter, CPA Exchanging Up How to Build a Real Estate Empire Without Paying Taxes… Using 1031 Exchanges Gary Gorman, Exchange Expert